-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, ME4jm6Rm57rNHqaaJv/RE67ZmtDWIj4JYnJXdSgGEf3kY7UdLHAjSJpAFr553AWq R5UHwmz8GhBUFuEzMPE1rg== 0000950144-08-001057.txt : 20080214 0000950144-08-001057.hdr.sgml : 20080214 20080214154240 ACCESSION NUMBER: 0000950144-08-001057 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20080214 DATE AS OF CHANGE: 20080214 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: HOME DIAGNOSTICS INC CENTRAL INDEX KEY: 0000884909 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 222594392 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-82416 FILM NUMBER: 08614895 BUSINESS ADDRESS: STREET 1: 2400 NW 55TH COURT CITY: FORT LAUDERDALE STATE: FL ZIP: 33309 BUSINESS PHONE: 9546779201 MAIL ADDRESS: STREET 1: 2400 NW 55TH COURT CITY: FORT LAUDERDALE STATE: FL ZIP: 33309 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Holley George H CENTRAL INDEX KEY: 0001375653 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: BUSINESS PHONE: (203) 445-1170 MAIL ADDRESS: STREET 1: 1 TREFOIL DRIVE CITY: TRUMBULL STATE: CT ZIP: 06611 SC 13G 1 g11749ghsc13g.htm HOME DIAGNOSTICS, INC. Home Diagnostics, Inc.
 

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
(Rule 13d-102)
Information to be Included in Statements Filed Pursuant to § 240.13d-1(b), (c)
And (d) and Amendments Thereto Filed Pursuant to § 240.13d-2
Under the Securities Exchange Act of 1934
(Amendment No.      )*
Home Diagnostics Inc.
 
(Name of Issuer)
Common Stock
 
(Title of Class of Securities)
437080104
 
(CUSIP Number)
December 31, 2006
 
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
          o Rule 13d-1 (b)
          o Rule 13d-1 (c)
          x Rule 13d-1 (d)
*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
(Page 1 of 6 Pages)


 

                     
CUSIP No.
 
437080104 
  Page  
  of   

 

           
1   NAMES OF REPORTING PERSONS
George Holley
     
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)

  (a)   o
  (b)   o
     
3   SEC USE ONLY
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION
   
  United States
       
  5   SOLE VOTING POWER
     
NUMBER OF   3,055,832 shares of Common Stock (inclusive of vested stock options to acquire 448,110 shares of Common Stock)
       
SHARES 6   SHARED VOTING POWER
BENEFICIALLY    
OWNED BY   None
       
EACH 7   SOLE DISPOSITIVE POWER
REPORTING    
PERSON   3,055,832 shares of Common Stock (inclusive of vested stock options to acquire 448,110 shares of Common Stock)
       
WITH: 8   SHARED DISPOSITIVE POWER
     
    None
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
   
  3,055,832 shares of Common Stock (inclusive of vested stock options to acquire 448,110 shares of Common Stock)
     
10   CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
   
  o
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
   
  16.9%
     
12   TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
   
  IN

(Page 2 of 6 Pages)


 

     
Item 1(a).  
Name of Issuer:
   
 
   
Home Diagnostics, Inc.
   
 
Item 1(b).  
Address of Issuer’s Principal Executive Offices:
   
 
   
2400 NW 55th Court, Fort Lauderdale, FL 33309
   
 
Item 2(a).  
Name of Person Filing:
   
 
   
George Holley
   
 
Item 2(b).  
Address of Principal Business Office or, if None, Residence:
   
 
   
1 Trefoil Drive, Trumball, CT 06611
   
 
Item 2(c).  
Citizenship:
   
 
   
United States
   
 
Item 2(d).  
Title of Class of Securities:
   
 
   
Common Stock
   
 
Item 2(e).  
CUSIP Number:
   
 
   
437080104
   
 
Item 3.  
If This Statement is Filed Pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:
  (a)   o Broker or dealer registered under Section 15 of the Exchange Act (15 U.S.C. 78o);
 
  (b)   o Bank as defined in Section 3 (a) (6) of the Exchange Act (15 U.S.C. 78c);
 
  (c)   o Insurance company as defined in Section 3 (a) (19) of the Exchange Act (15 U.S.C. 78c);
 
  (d)   o Investment company registered under Section 8 of the Investment Company Act (15 U.S.C. 80a-8);
 
  (e)   o An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E);
 
  (f)   o An employee benefit plan or endowment fund in accordance with §240.13d-1(b) (1) (ii) (F);
 
  (g)   o A parent holding company or control person in accordance with §240.13d-1(b) (ii)(G);
(Page 3 of 6 Pages)

 


 

  (h)   o A savings association as defined in Section 3 (b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
 
  (i)   o A church plan that is excluded from the definition of an investment company under Section 3 (c) (14) of the Investment Company Act (15 U.S.C. 80a-3);
 
  (j)   o Group, in accordance with §240.13d-1(b)(1)(ii)(J).
 
      N/A
     
Item 4.  
Ownership.
   
Amount Beneficially Owned: 3,055,832 shares of Common Stock
       This amount includes: (i) 2,607,722 shares of Common Stock owned directly by Mr.
Holley and (ii) vested stock options to acquire 448,110 shares of Common Stock
 
  (b)   Percent of Class: 16.9%
 
       This percentage is based upon 17,603,384 shares of Common Stock issued and outstanding as of November 9, 2006, as set forth in the Form 10-Q of the Company for the quarterly period ended September 30, 2006, filed with the Securities and Exchange Commission on November 14, 2006, plus the aggregate number of shares which the Reporting Person has the right to acquire within 60 days of December 31, 2006 pursuant to the exercise of vested stock options.
 
  (c)   Number of shares as to which such person has:
  (i)   sole power to vote or to direct the vote: 3,055,832 shares of Common Stock (inclusive of vested stock options to acquire 448,110 shares of Common Stock)
 
  (ii)   shared power to vote or direct the vote: None
 
  (iii)   sole power to dispose or to direct the disposition of: 3,055,832 shares of Common Stock (inclusive of vested stock options to acquire 448,110 shares of Common Stock)
 
  (iv)   shared power to dispose or to direct the disposition of: None
     
Item 5.  
Ownership of Five Percent or Less of a Class.
   
 
   
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following o.
   
 
   
N/A
(Page 4 of 6 Pages)

 


 

     
Item 6.  
Ownership of More than Five Percent on Behalf of Another Person.
   
 
   
N/A
   
 
Item 7.  
Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company.
   
 
   
N/A
   
 
Item 8.  
Identification and Classification of Members of the Group.
   
 
   
N/A
   
 
Item 9.  
Notice of Dissolution of Group.
   
 
   
N/A
   
 
Item 10.  
Certification.
   
 
   
N/A
(Page 5 of 6 Pages)

 


 

SIGNATURE
     After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
         
     
  February 12, 2008   
  Date   
     
 
     
  /s/ GEORGE HOLLEY    
  Name:   George Holley, Individually   
     
 
(Page 6 of 6 Pages)

 

-----END PRIVACY-ENHANCED MESSAGE-----